The Uniform Registration Forms, particularly the Forms U4 and U5, are periodically revised to incorporate various changes to the forms.
The most recent version of the forms, instructions and definitions of the terms used in the forms is available below.
The Form U6 (Uniform Disciplinary Action Reporting Form) is used by SROs, regulators, and jurisdictions to report disciplinary actions against broker-dealers and associated persons.
This form is also used by FINRA to report final arbitration awards against broker-dealers and associated persons.
Simply send to the address on your report a copy of the schedule “A” and a copy of documentation that the bankruptcy has been discharged, along with a statement explaining that the bankruptcy information should be updated.
If necessary, the court also will be contacted and asked to verify the information in your dispute.
There are currently six different Uniform Registration Forms that are used to file information with Web CRD.
Now, you might be asking yourself if you also need to reach out to the credit bureaus. You don't need to contact the credit bureaus to update the personal information on your credit report.All other transactions (such as restatements, transfers, depreciation, amortization and disposals) are recorded in the basis conversion fund type 11.Report capital asset activity for proprietary funds and discrete component units using the full accrual basis of accounting.Of course, you can always contact the credit bureaus directly to correct any errors.Since you'll need to wait for both your creditors and the bureaus to make their respective changes, practicing some patience might come in handy.